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Investment Industry Regulatory Organization of Canada
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#	Item
681	WEBSITE PRIVACY POLICY Our website privacy policy applies to personal information submitted to the Investment Industry Regulatory Organization of Canada (“IIROC” or “we”) by users of the IIROC website. The IIROC Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-10-03 15:32:31 Investment Industry Regulatory Organization of Canada Securities Financial economics Internet privacy Government Personally identifiable information Ethics Privacy Financial regulation
682	Microsoft Word - Website and IIROC AdvisorReport Use Agreement english.doc Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-02-27 13:38:48 Disclaimer Tort law Warranty Investment Industry Regulatory Organization of Canada Law Private law Contract law
683	The Investment Industry Regulatory Organization of Canada, or “IIROC,” is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-01-02 10:59:32 Investment Self-regulatory organizations Business Investment Industry Regulatory Organization of Canada Securities Financial adviser Ombudsman for Banking Services and Investments Exempt market dealer Universal Market Integrity Rules Financial regulation Financial economics Finance
684	For further information, please contact: Karen Archer Senior Media & Public Affairs Specialist[removed]removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-07-10 16:51:04 Financial economics Economics Financial system Flash Crash Financial regulation Investment Industry Regulatory Organization of Canada Securities
685	SWJ Keynote Address – IIROC’s Regulatory Agenda Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-06-11 11:31:04 Business Professional certification in finance Financial adviser Financial planner Investment Industry Regulatory Organization of Canada Certified Financial Planner Canadian Investment Manager Non-reporting issuer Financial economics Investment Finance
686	June 1, 2008 INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA TRANSITION RULE NO. 1 MADE PURSUANT TO BY-LAW 13.1 OF THE CORPORATION 1.1 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-03-26 16:48:40 Economy of Canada Universal Market Integrity Rules
687	INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA PRIVACY CODE The Investment Industry Regulatory Organization of Canada (“IIROC”) is committed to maintaining the values of integrity, diligence and accountability Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-04-05 11:46:27 Computer security Data security National security Public safety Information privacy Investment Industry Regulatory Organization of Canada Personally identifiable information Internet privacy Information security Security Privacy Ethics
688	Investment Industry Regulatory Organization of Canada (IIROC) Multi-Year Accessibility Plan This[removed]accessibility plan outlines the policies and actions that IIROC will put in place to improve opportunities for pe Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-01-22 11:36:21 Web Accessibility Initiative Web Content Accessibility Guidelines Ontarians with Disabilities Act Disability Knowledge Web accessibility Accessibility Design
689	For further information, please contact: Lucy Becker Vice President, Public Affairs[removed]removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-07-17 11:11:04 Financial economics Canadian securities regulation Financial system Business Finance Financial regulation Investment Industry Regulatory Organization of Canada Securities
690	IIROC’s Study of High Frequency Trading (HFT) IIROC News Releases: May 27, [removed]IIROC announces third project team to study impact of HFT April 23, 2014 – IIROC announces Academics for HFT impact analysis May 2, 2 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-05-27 11:11:06 Investment Mathematical finance Stock market High-frequency trading Investment Industry Regulatory Organization of Canada High frequency Frequency Finance Financial economics Financial markets

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